Hong (Sandra) Lu

Ms. Lu has extensive experience and expertise in securities investment funds which are highly regulated by the CSRC (the “Fund”) and other types of products including the private funds and hedge funds.

• Represented over 15 global asset managers to set up the JV FMC in China including helping them to understand the regulatory environment of China, participating commercial negotiation with their Chinese partners, drafting the shareholders agreement and articles of association of the proposed JV FMC and preparing all application documents for JV FMC establishment and submitting to the CSRC.
• Advised over 1,500 Funds for their application to obtain CSRC’s approval. All such Funds include equity funds, fixed funds, bond fund, money market fund, LOF and ETF.
• Advised on include the cross-boarder EFT, cross market ETF, gold EFT, commodity ETF, principal guaranteed product, the publicly offered REITs, the publicly offered PE investment fund and the publicly offered leveraged investment product, etc.
• Assisted the QFII and RQFII to apply for the Chinese license and quota, support their ongoing legal and compliance requirement and review their offshore offering documents from the PRC perspective.

• Asset finance
• Hedge funds
• Investment funds

• Banking
• Financial services
• Investment management

• Shanghai Bar Association