Davis Polk & Wardwell

Global

Head Office Address:
450 Lexington Avenue
New York,
New York 10017

+1 212 450 4000

+1 212 701 5800


Key contacts:

Managing Partner: Thomas J. Reid

Quick facts:

Number of lawyers: 958 (as of 6/30/18)
Languages: Our lawyers collectively speak more than 45 languages


Davis Polk & Wardwell LLP (including its associated entities) is a global law firm with offices strategically located in the world’s key financial centers. For more than 165 years, our lawyers have advised industry-leading companies and global financial institutions on their most challenging legal and business matters. Davis Polk ranks among the world’s preeminent law firms across the entire range of its practice, which spans such areas as capital markets, mergers and acquisitions, credit, antitrust and competition, litigation and enforcement, private equity, tax, financial regulation, investment management, restructuring, executive compensation, FinTech, intellectual property and technology, real estate, and trusts and estates. Davis Polk has more than 900 lawyers in offices located in New York, Northern California, Washington DC, São Paulo, London, Paris, Madrid, Tokyo, Beijing and Hong Kong.

Washington, DC
901 15th Street, N.W.
Washington, DC
United States
20005
P: +1 202 962 7000
F: +1 202 962 7111

Northern California
1600 El Camino Real
Menlo Park, CA
United States
94025
P: +1 650 752 2000
F: +1 650 752 2111

São Paulo 
Davis Polk & Wardwell
Consultores em Direito Estrangeiro/
Norte Americano e Inglês
Av. Presidente Juscelino Kubitschek, 2041
Torre E – CJ 17A
São Paulo – SP
Brazil
04543-011
P: +55 11 4871 8400
F: +55 11 4871 8500

London
Davis Polk & Wardwell London LLP
5 Aldermanbury Square
London
England
EC2V 7HR
P: +44 20 7418 1300
F: +44 20 7418 1400

Paris
121, avenue des Champs-Elysées
Paris
France
75008
P: +33 (0) 1 56 59 36 00
F: +33 (0) 1 56 59 37 00

Madrid
Paseo de la Castellana, 41
Madrid
Spain
28046
P: +34 91 768 96 00
F: +34 91 768 97 00

Hong Kong
Davis Polk & Wardwell
Hong Kong Solicitors
The Hong Kong Club Building
3A Chater Road, 18/F
Hong Kong
China
P: +852 25333300
F: +852 2533 3388

Beijing
2201 China World Office 2
1 Jian Guo Men Wai Avenue
Chaoyang District
Beijing
China
100004
P: +86 10 8567 5000
F: +86 10 8567 5123

Tokyo
Izumi Garden Tower 33F
1-6-1 Roppongi
Minato-ku
Tokyo
Japan
106-6033
P: +81 3 5574 2600
F: +81 3 5574 2625

Davis Polk Financial Institutions & Regulation RSS feed

DocuSign, Inc. $500 Million Revolving Credit Facility
Published: 21/01/2021 00:00:00 by
Affirm Holdings, Inc. Initial Public Offering
Published: 15/01/2021 00:00:00 by
The Toronto-Dominion Bank $3 Billion Notes Offering
Published: 06/01/2021 00:00:00 by
Preparing Your 2020 Form 20-F
Published: 10/12/2020 07:41:00 by
Davis Polk Names New Counsel
Published: 03/12/2020 00:00:00 by
loanDepot $500 Million Senior Notes Offering
Published: 28/10/2020 00:00:00 by
SBA Guidance: M&A Transactions and PPP Borrowers
Published: 07/10/2020 18:13:00 by
The Toronto-Dominion Bank $500 Million Notes Offering
Published: 28/09/2020 00:00:00 by
Davis Polk Wins Three at The Deal Awards 2020
Published: 25/09/2020 00:00:00 by
SEC Finalizes Guide 3 Replacement
Published: 22/09/2020 16:30:00 by
UMB Financial Corporation $200 Million Notes Offering
Published: 17/09/2020 00:00:00 by
Main Street Support for Nonprofits
Published: 14/09/2020 16:25:00 by
Quicken Loans $2 Billion Notes Offering
Published: 14/09/2020 00:00:00 by
FirstCash, Inc. $500 Million Senior Notes Offering
Published: 26/08/2020 00:00:00 by
The Financial Response to the COVID-19 Pandemic
Published: 12/08/2020 11:21:00 by
Fintech Law: The Case Studies
Published: 11/08/2020 11:15:00 by
Unification of Unilever’s Corporate Structure
Published: 10/08/2020 00:00:00 by
Davis Polk Elects Eight New Partners
Published: 30/06/2020 00:00:00 by
Amerant Bancorp Inc. $60 Million Notes Offering
Published: 23/06/2020 00:00:00 by
Davis Polk Secures D.C. Circuit Victory for NYSE
Published: 23/06/2020 00:00:00 by
Main Street Program: Davis Polk Visual Memo
Published: 12/06/2020 20:05:00 by
Main Street Program: Legal Architecture – Updated
Published: 12/06/2020 16:15:00 by
BankUnited, Inc. $300 Million Notes Offering
Published: 11/06/2020 00:00:00 by
The OCC Reaffirms the Valid-When-Made Doctrine
Published: 01/06/2020 12:31:00 by
CFIUS修订强制申报标准
Published: 27/05/2020 09:08:00 by
CFIUS Amends Mandatory Declaration Standards
Published: 22/05/2020 17:39:00 by
Fifth Third Bancorp $1.25 Billion Debt Offering
Published: 05/05/2020 00:00:00 by
Davis Polk Names New Counsel
Published: 01/05/2020 00:00:00 by
Tradeweb Markets Inc. Follow-On Offering
Published: 27/04/2020 00:00:00 by
OFAC Releases Fact Sheet on Humanitarian Assistance
Published: 22/04/2020 12:35:00 by
SEC Proposes Changes to Market Data Infrastructure
Published: 02/04/2020 17:56:00 by
Economic Stabilization: Congress Passes CARES Act
Published: 26/03/2020 20:30:00 by
Davis Polk Opens FinReg Tracker to All
Published: 25/03/2020 00:00:00 by
Davis Polk Shortlisted for 14 IFLR Americas Awards
Published: 25/03/2020 00:00:00 by
FDIC Proposes Supervision of ILC Holding Companies
Published: 19/03/2020 00:00:00 by
The Fed Moves to Shore Up Commercial Paper Markets
Published: 17/03/2020 00:00:00 by
Thinking About Liquidity and Funding Alternatives?
Published: 16/03/2020 00:00:00 by
Santander Consumer USA Holdings Inc. Tender Offer
Published: 05/03/2020 00:00:00 by
John Reynolds Quoted in Bloomberg Law Article on CFIUS
Published: 04/02/2020 00:00:00 by
The Toronto-Dominion Bank $1 Billion Notes Offering
Published: 27/01/2020 00:00:00 by
CFIUS Issues Final FIRRMA Regulations
Published: 22/01/2020 00:00:00 by
House Passes 8-K Trading Gap Act
Published: 21/01/2020 00:00:00 by
Hamburg Commercial Bank AG Tender Offer
Published: 17/01/2020 00:00:00 by
Financial Institutions Enforcement Update
Published: 13/01/2020 00:00:00 by
Western Union $500 Million Notes Offering
Published: 25/11/2019 00:00:00 by
Final Tailoring Rules for U.S. Banking Organizations
Published: 21/11/2019 00:00:00 by
Leaning into Fairness: Executive Order On Enforcement
Published: 18/11/2019 00:00:00 by
Blockchain & Cryptocurrency Regulation: France
Published: 12/11/2019 00:00:00 by
Fifth Third Bancorp Debt Offering
Published: 28/10/2019 00:00:00 by
Tradeweb Markets Inc. Follow-On Offering
Published: 22/10/2019 00:00:00 by
Leaning Into Transparency: Executive Order on Guidance
Published: 17/10/2019 00:00:00 by
HBT Financial, Inc. Initial Public Offering
Published: 16/10/2019 00:00:00 by
A New Framework for Resolution Plans
Published: 14/10/2019 00:00:00 by
Diageo Capital plc $1.6 Billion Notes Offering
Published: 04/10/2019 00:00:00 by
Davis Polk Advises Taboola on Its Merger with Outbrain
Published: 03/10/2019 00:00:00 by
Oportun Financial Corporation Initial Public Offering
Published: 30/09/2019 00:00:00 by
JPMorgan Euro Medium-Term Note Program
Published: 24/09/2019 00:00:00 by
SEC Proposes an Update of Guide 3
Published: 23/09/2019 00:00:00 by
First Thing We Do, Let’s Exclude All the Lawyers
Published: 17/09/2019 00:00:00 by
Davis Polk Advises Temenos on Its Acquisition of Kony
Published: 28/08/2019 00:00:00 by
Jai Massari Quoted in FT on Volcker Rule Revisions
Published: 22/08/2019 00:00:00 by
Imperial Brands $2.75 Billion Notes Offering
Published: 26/07/2019 00:00:00 by
Synchrony Financial $750 Million Senior Notes Offering
Published: 25/07/2019 00:00:00 by
10th Edition of The Banking Regulation Review
Published: 20/06/2019 00:00:00 by
NXP $1.5 Billion Revolving Credit Facility
Published: 18/06/2019 00:00:00 by
Tradeweb Markets Inc. Initial Public Offering
Published: 08/04/2019 00:00:00 by
Davis Polk Shortlisted for 18 IFLR Americas Awards
Published: 22/03/2019 00:00:00 by
GoDaddy Inc. $644 Million Common Stock Offering
Published: 28/02/2019 00:00:00 by
What Should Be Disclosed in an Initial Coin Offering?
Published: 24/02/2019 00:00:00 by
Five US market regulation forecasts for 2019
Published: 22/01/2019 00:00:00 by
Davis Polk Names New Counsel
Published: 26/12/2018 00:00:00 by
What Comes Next with Respect to CRA Reform
Published: 11/12/2018 00:00:00 by
KKR $1 Billion Revolving Credit Facility
Published: 07/12/2018 00:00:00 by
Issue 13: Lex et Brexit — The Law and Brexit
Published: 21/11/2018 00:00:00 by
Blockchain & Cryptocurrency Regulation: France
Published: 18/09/2018 00:00:00 by
The Toronto-Dominion Bank $2 Billion Notes Offering
Published: 17/09/2018 00:00:00 by
ArcelorMittal $750 Million Cash Tender Offer
Published: 06/09/2018 00:00:00 by
Fluor Corporation $600 Million Notes Offering
Published: 29/08/2018 00:00:00 by
Fufeng Group Limited $350 Million Bonds Offering
Published: 29/08/2018 00:00:00 by
New CFIUS Legislation Enacted
Published: 13/08/2018 00:00:00 by
Financial Regulation: Law and Policy
Published: 09/08/2018 00:00:00 by
HDFC Bank $1.8 Billion Follow-on ADS Offering
Published: 02/08/2018 00:00:00 by
The Toronto-Dominion Bank $2 Billion Notes Offering
Published: 19/07/2018 00:00:00 by
Proposed Amendments to the Volcker Rule Regulations
Published: 18/06/2018 00:00:00 by
The Toronto-Dominion Bank $3.25 Billion Notes Offering
Published: 12/06/2018 00:00:00 by
Diageo Capital plc $2.0 Billion Notes Offering
Published: 18/05/2018 00:00:00 by
Virtu Financial, Inc. Common Stock Offering
Published: 15/05/2018 00:00:00 by
PerkinElmer, Inc. €300 Million Notes Offering
Published: 11/04/2018 00:00:00 by
NMI Holdings, Inc. Common Stock Offering
Published: 02/03/2018 00:00:00 by
Are Banking Regulators Special?
Published: 01/03/2018 05:09:00 by
Six US Market Regulation Predictions for 2018
Published: 23/01/2018 00:00:00 by
Inspired Entertainment Secondary Offering
Published: 22/01/2018 00:00:00 by
Trends and Updates in the CFIUS Space
Published: 16/01/2018 00:00:00 by
Final QFC Stay Rules Visual Memorandum
Published: 21/12/2017 00:00:00 by
Quicken Loans $1.01 Billion Notes Offering
Published: 11/12/2017 00:00:00 by
Review of Volcker Rule Comment Letters
Published: 11/10/2017 00:00:00 by
So, Now You Own a Broker-Dealer!
Published: 20/09/2017 00:00:00 by
Enova International, Inc. $250 Million Notes Offering
Published: 01/09/2017 00:00:00 by
First BanCorp. Secondary Offering
Published: 07/08/2017 00:00:00 by
OCC Seeks Input on Volcker Regulation Reforms
Published: 02/08/2017 00:00:00 by
Grupo Carrefour Brasil $1.4 Billion IPO
Published: 25/07/2017 00:00:00 by
Davis Polk Elects 10 New Partners
Published: 05/07/2017 11:53:52 by
Davis Polk Names New Counsel
Published: 23/06/2017 00:00:00 by
Loxo Oncology, Inc. Common Stock Offering
Published: 20/06/2017 00:00:00 by
Davis Polk Honored at Who’s Who Legal Awards
Published: 16/06/2017 00:00:00 by
Yum! Brands $750 Million Senior Notes Offering
Published: 15/06/2017 00:00:00 by
WideOpenWest Initial Public Offering
Published: 31/05/2017 00:00:00 by
Xilinx, Inc. $750 Million Notes Offering
Published: 30/05/2017 00:00:00 by
FINRA Proposes Desk Commentary Safe Harbor
Published: 27/04/2017 00:00:00 by
Davis Polk Shortlisted for Six Chambers USA Awards
Published: 14/04/2017 00:00:00 by
Rockwell Collins, Inc. $4.65 Billion Notes Offering
Published: 10/04/2017 00:00:00 by
Airbus $1.5 Billion Notes Offering
Published: 10/04/2017 00:00:00 by
Editas Medicine, Inc. $90 Million Follow-On Offering
Published: 22/03/2017 00:00:00 by
Hamilton Lane $218.5 Million Initial Public Offering
Published: 06/03/2017 00:00:00 by
First BanCorp. Secondary Offering
Published: 07/02/2017 00:00:00 by
Jounce Therapeutics, Inc. Initial Public Offering
Published: 01/02/2017 00:00:00 by
Eight US Regulatory Predictions for 2017
Published: 19/01/2017 00:00:00 by
Summit Materials $237 Million Common Stock Offering
Published: 10/01/2017 00:00:00 by
Loxo Oncology, Inc. Common Stock Offering
Published: 10/01/2017 00:00:00 by
SEC Approves Consolidated Audit Trail Plan
Published: 20/12/2016 00:00:00 by
Achaogen, Inc. Follow-On Offering
Published: 19/12/2016 00:00:00 by
Xencor, Inc. Follow-On Offering
Published: 06/12/2016 00:00:00 by
Kinsale Capital Group, Inc. Follow-On Offering
Published: 06/12/2016 00:00:00 by
First BanCorp. Secondary Offering
Published: 05/12/2016 00:00:00 by
BPCE $1.85 Billion Notes Offering
Published: 02/12/2016 00:00:00 by
Setting the Stage for Comprehensive Tax Reform
Published: 02/12/2016 00:00:00 by
Vantiv, Inc. $283.4 Million Secondary Offering
Published: 28/11/2016 00:00:00 by
BeiGene, Ltd. Public Offering
Published: 23/11/2016 00:00:00 by
Summit Materials $367 Million Secondary Offering
Published: 16/11/2016 00:00:00 by
Hilton $1.3 Billion Secondary Offering
Published: 15/11/2016 00:00:00 by
Brexit: Article 50 and the Miller Case
Published: 04/11/2016 00:00:00 by
Quantenna Communications, Inc. IPO
Published: 02/11/2016 00:00:00 by
Banking Regulators Float Broad Cyber Risk Approach
Published: 31/10/2016 00:00:00 by
iRhythm Technologies, Inc. Initial Public Offering
Published: 25/10/2016 00:00:00 by
Issue 8: Lex et Brexit — The Law and Brexit
Published: 24/10/2016 00:00:00 by
Security-Based Swap Implementation Timing Update
Published: 19/10/2016 00:00:00 by
What's Next for PHH v. CFPB?
Published: 17/10/2016 00:00:00 by
What's Next for PHH v. CFPB?
Published: 17/10/2016 00:00:00 by
Coupa Software IPO
Published: 12/10/2016 00:00:00 by
Versartis Follow-On Offering
Published: 04/10/2016 00:00:00 by
SEC Proposes T+2 Settlement Cycle
Published: 30/09/2016 00:00:00 by
Issue 7: Lex et Brexit — The Law and Brexit
Published: 30/09/2016 00:00:00 by
Virtu Financial, Inc. Common Stock Offering
Published: 27/09/2016 00:00:00 by
Cisco Systems, Inc. $6.25 Billion Notes Offering
Published: 20/09/2016 00:00:00 by
Issue 6: Lex et Brexit — The Law and Brexit
Published: 16/09/2016 00:00:00 by
Evolent Health Secondary Offering
Published: 14/09/2016 00:00:00 by
Issue 5: Lex et Brexit — The Law and Brexit
Published: 01/09/2016 00:00:00 by
OncoMed Pharmaceuticals, Inc. Common Stock Offering
Published: 23/08/2016 00:00:00 by
SEC Adopts Amendments to Regulation SBSR
Published: 22/08/2016 00:00:00 by
Issue 4: Lex et Brexit — The Law and Brexit
Published: 19/08/2016 00:00:00 by
Resolution of U.S. Financial Institutions
Published: 18/08/2016 00:00:00 by
Davis Polk Advises CVC Secondary Offering
Published: 17/08/2016 00:00:00 by
Bunge Limited $700 Million Senior Notes Offering
Published: 15/08/2016 00:00:00 by
Issue 3: Lex et Brexit — The Law and Brexit
Published: 05/08/2016 00:00:00 by
Kinsale Capital Group, Inc. Initial Public Offering
Published: 02/08/2016 00:00:00 by
Patheon N.V. Initial Public Offering
Published: 26/07/2016 00:00:00 by
Issue 2: Lex et Brexit — The Law and Brexit
Published: 22/07/2016 00:00:00 by
Dodd-Frank Progress Report: Six-Year Anniversary
Published: 19/07/2016 00:00:00 by
Summit Materials $260 Million Secondary Offering
Published: 19/07/2016 00:00:00 by
Davis Polk Advises Cosan on Reopening of 2027 Notes
Published: 18/07/2016 00:00:00 by
Financial Regulation: Law and Policy
Published: 15/07/2016 00:00:00 by
Issue 1: Lex et Brexit — The Law and Brexit
Published: 09/07/2016 00:00:00 by
Legal Implications of Brexit
Published: 24/06/2016 00:00:00 by
Global Blood Therapeutics, Inc. Follow-On Offering
Published: 24/06/2016 00:00:00 by
Spark Therapeutics Follow-On Offering
Published: 20/06/2016 00:00:00 by
Ardmore Shipping Corporation Offering of Common Stock
Published: 14/06/2016 00:00:00 by
Lam Research Corporation $2.4 Billion Notes Offering
Published: 07/06/2016 00:00:00 by
Yara International ASA $500 Million Notes Offering
Published: 02/06/2016 00:00:00 by
Coherus BioSciences, Inc. Follow-On Offering
Published: 26/05/2016 00:00:00 by
BMC Stock Holdings, Inc. Common Stock Offering
Published: 24/05/2016 00:00:00 by
Red Rock Resorts Inc. Initial Public Offering
Published: 02/05/2016 00:00:00 by
SecureWorks Corp. Initial Public Offering
Published: 27/04/2016 00:00:00 by
FHipo $170 Million Follow-On Offering
Published: 25/04/2016 00:00:00 by
Summit Materials Secondary Offering
Published: 19/04/2016 00:00:00 by
Medallion Financial Corp. $30 Million Notes Offering
Published: 15/04/2016 00:00:00 by
Davis Polk Shortlisted for Four Chambers USA Awards
Published: 13/04/2016 00:00:00 by
GoDaddy Inc. $574 Million Secondary Offering
Published: 12/04/2016 00:00:00 by
Aeglea BioTherapeutics, Inc. Initial Public Offering
Published: 12/04/2016 00:00:00 by
Treasury Issues New Anti-Inversion Guidance
Published: 11/04/2016 00:00:00 by
Treasury Proposes Overhaul of Intercompany Debt Rules
Published: 11/04/2016 00:00:00 by
Corvus Pharmaceuticals, Inc. Initial Public Offering
Published: 29/03/2016 00:00:00 by
Fluor Corporation €500 Million Notes Offering
Published: 21/03/2016 00:00:00 by
Quotient Limited Follow-On Offering
Published: 10/02/2016 00:00:00 by
Signature Bank Common Stock Offering
Published: 27/01/2016 00:00:00 by
Ardelyx, Inc. Common Stock Offering
Published: 14/01/2016 00:00:00 by
Adamas Pharmaceuticals, Inc. Common Stock Offering
Published: 12/01/2016 00:00:00 by
Regulatory Predictions for 2016
Published: 08/01/2016 00:00:00 by
Hong Kong Corporate Finance Update
Published: 06/01/2016 00:00:00 by
Dodd-Frank Progress Report: Fourth Quarter 2015
Published: 04/01/2016 00:00:00 by
BankUnited, Inc. $400 Million Notes Offering
Published: 17/11/2015 00:00:00 by
CFTC’s Clearinghouse Exemptive Regime
Published: 06/11/2015 00:00:00 by
Regulating Finance: Dodd-Frank Decoded
Published: 02/11/2015 00:00:00 by
Closing Your M&A Deal on a Weekend
Published: 28/10/2015 00:00:00 by
Dodd-Frank Progress Report: Third Quarter 2015
Published: 01/10/2015 00:00:00 by
The Korea Development Bank $750 Million Notes Offering
Published: 17/09/2015 00:00:00 by
New FINRA Equity and Debt Research Rules
Published: 27/08/2015 00:00:00 by
Investment Management Regulatory Update - August 2015
Published: 25/08/2015 00:00:00 by
The Travelers Companies, Inc. Senior Notes Offering
Published: 25/08/2015 00:00:00 by
Imperial Tobacco $4.5 Billion Notes Offering
Published: 21/07/2015 00:00:00 by
Dodd-Frank Turns Five
Published: 16/07/2015 00:00:00 by
How to Implement Payments to Unregistered Persons Rule
Published: 12/06/2015 00:00:00 by
The Korea Development Bank Notes Offering
Published: 18/05/2015 00:00:00 by
Dodd-Frank Progress Report: First Quarter 2015
Published: 01/04/2015 00:00:00 by
Implications of the SEC’s Plans to Amend Rule 15b9-1
Published: 24/03/2015 00:00:00 by
Davis Polk Advises Charles Taylor on Its Rights Issue
Published: 18/03/2015 00:00:00 by
SEC Issues Reporting Rules for Security-Based Swaps
Published: 02/03/2015 00:00:00 by
Proxy Access – a Decision Framework
Published: 18/02/2015 16:29:17 by
Dodd-Frank Progress Report
Published: 05/01/2015 00:00:00 by
Regulatory Predictions for 2015
Published: 05/01/2015 00:00:00 by
Dodd-Frank Progress Report
Published: 01/12/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 03/11/2014 00:00:00 by
FINRA Proposes New "CARDS" Data Collection System
Published: 30/10/2014 00:00:00 by
CFTC Re-Proposes Uncleared Swap Margin Rules
Published: 15/10/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 01/10/2014 00:00:00 by
The Marketplace Awaits Regulation SCI
Published: 29/09/2014 00:00:00 by
U.S. Basel III Liquidity Coverage Ratio Final Rule
Published: 23/09/2014 00:00:00 by
Weak Consumer Exams Are Holding Up M&A Deals
Published: 15/09/2014 00:00:00 by
Supplementary Leverage Ratio
Published: 12/09/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 02/09/2014 00:00:00 by
Share Capital Management and Transaction Guidelines
Published: 12/08/2014 00:00:00 by
SEC Adopts Money Market Fund Reforms
Published: 05/08/2014 00:00:00 by
UK Takeover Panel proposals to amend the Takeover Code
Published: 01/08/2014 00:00:00 by
Dodd-Frank Four-Year Anniversary Progress Report
Published: 18/07/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 01/07/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 02/06/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 01/05/2014 00:00:00 by
The Fed's Physical Commodities ANPR
Published: 28/04/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 01/04/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 03/03/2014 00:00:00 by
Foreign Banks: U.S. Liquidity Buffer Requirement
Published: 28/02/2014 00:00:00 by
Who Knew that CLOs were Hedge Funds?
Published: 10/02/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 03/02/2014 00:00:00 by
Preparing Your 2013 Form 20-F
Published: 23/01/2014 00:00:00 by
Revised Basel III Leverage Ratio: Visual Memorandum
Published: 21/01/2014 00:00:00 by
SEC Approves New FINRA Supervision Rules
Published: 08/01/2014 00:00:00 by
Volcker Rule Final Regulations: Funds Flowcharts
Published: 05/01/2014 00:00:00 by
Comment: Regulatory Predictions for 2014
Published: 03/01/2014 00:00:00 by
Dodd-Frank Progress Report
Published: 02/01/2014 00:00:00 by
SEC Proposes Rules for Crowdfunding Intermediaries
Published: 31/12/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 02/12/2013 00:00:00 by
SEC Proposes Rules for Crowdfunding Intermediaries
Published: 18/11/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 01/11/2013 00:00:00 by
The Cross-border Impact of the Dodd-Frank Act
Published: 01/11/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 01/10/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 03/09/2013 00:00:00 by
France Ring-Fences Proprietary Trading Activities
Published: 30/07/2013 00:00:00 by
France Implements Bail-In
Published: 23/07/2013 00:00:00 by
Dodd-Frank Three-Year Anniversary Progress Report
Published: 18/07/2013 00:00:00 by
U.S. Basel III: Interactive Risk Weights Tool
Published: 11/07/2013 00:00:00 by
U.S. Basel III Final Rule: Visual Memorandum
Published: 08/07/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 01/07/2013 00:00:00 by
SEC Proposes Amendments to Money Market Fund Rules
Published: 11/06/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 03/06/2013 00:00:00 by
SEC Proposes Cross-Border Security-Based Swap Rules
Published: 16/05/2013 00:00:00 by
Too Big to Fail: The Path to a Solution
Published: 14/05/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 01/05/2013 00:00:00 by
Brown-Vitter Bill
Published: 30/04/2013 00:00:00 by
Resolution Planning in the United States
Published: 15/04/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 01/04/2013 00:00:00 by
Guidance on Rule 15a-6 and Foreign Broker-Dealers
Published: 27/03/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 01/03/2013 00:00:00 by
Swap Reporting: Who and When?
Published: 01/03/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 01/02/2013 00:00:00 by
U.S. Basel III Proposals: Infographic
Published: 14/01/2013 00:00:00 by
Comment: 13 Regulatory Reform Predictions for ’13
Published: 03/01/2013 00:00:00 by
Dodd-Frank Progress Report
Published: 02/01/2013 00:00:00 by
CFTC Issues Final Cross-Border Swap Exemptive Order
Published: 27/12/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 03/12/2012 00:00:00 by
Treasury Issues FX Swap and FX Forward Exemption
Published: 19/11/2012 00:00:00 by
CFTC Clarifies Swap Dealer Registration Timing
Published: 12/09/2012 00:00:00 by
Exit Consents Unlawful Under English Law
Published: 30/07/2012 00:00:00 by
SEC Adopts Rule Requiring Consolidated Audit Trail
Published: 19/07/2012 00:00:00 by
Dodd-Frank Two-Year Anniversary Progress Report
Published: 18/07/2012 00:00:00 by
Key Dodd-Frank Derivatives Issues for End Users
Published: 17/07/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 02/07/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 01/06/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 01/05/2012 00:00:00 by
SEC Issues Exemptions from Large Trader Reporting Rule
Published: 23/04/2012 00:00:00 by
Volcker Rule Conformance Period Guidelines
Published: 20/04/2012 00:00:00 by
SEC Approves Amendments to FINRA Communications Rules
Published: 18/04/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 02/04/2012 00:00:00 by
The JOBS Act: Implications for Broker-Dealers
Published: 28/03/2012 00:00:00 by
CFTC and SEC Jointly Propose Identity Theft Rules
Published: 07/03/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 01/03/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 01/02/2012 00:00:00 by
CFTC Adopts Business Conduct Rule for Swap Dealers
Published: 27/01/2012 00:00:00 by
CFTC Adopts Rules Establishing Swap Reporting Regime
Published: 11/01/2012 00:00:00 by
Dodd-Frank Progress Report
Published: 03/01/2012 00:00:00 by
Comment: 12 Regulatory Reform Predictions for '12
Published: 23/12/2011 00:00:00 by
Dodd-Frank Progress Report
Published: 01/12/2011 00:00:00 by
Dodd-Frank Progress Report
Published: 01/11/2011 00:00:00 by
FSOC's Proposed Rules for SIFI Designations
Published: 17/10/2011 00:00:00 by
Leaked Volcker Release – Funds
Published: 07/10/2011 00:00:00 by
Leaked Volcker Release – Proprietary Trading
Published: 07/10/2011 00:00:00 by
Tighter Circuit Breakers in Equities Markets
Published: 04/10/2011 00:00:00 by
Dodd-Frank Progress Report
Published: 03/10/2011 00:00:00 by
Dodd-Frank Progress Report
Published: 06/09/2011 00:00:00 by
SEC Adopts Large Trader Reporting Requirements
Published: 01/08/2011 00:00:00 by
One-Year Anniversary Dodd-Frank Progress Report
Published: 22/07/2011 00:00:00 by
Dodd-Frank Progress Report
Published: 01/07/2011 00:00:00 by
SEC Whistleblower Rules: What You Need to Know
Published: 07/06/2011 00:00:00 by
Dodd-Frank Rulemaking Progress Report
Published: 01/06/2011 00:00:00 by
60 Days - Over 175 New Derivatives Provisions
Published: 17/05/2011 00:00:00 by
Dodd-Frank Rulemaking Progress Report
Published: 02/05/2011 00:00:00 by
Treasury Proposes FX Swap and Forward Exemption
Published: 02/05/2011 00:00:00 by
Credible Living Wills: The First Generation
Published: 26/04/2011 00:00:00 by
CFTC Releases Swap Margin Proposal
Published: 20/04/2011 00:00:00 by
Regulators Propose Swap Margin and Capital Rules
Published: 14/04/2011 00:00:00 by
Davis Polk Dodd-Frank Rulemaking Progress Report
Published: 04/04/2011 00:00:00 by
CFTC Considers Protections for Swap Collateral
Published: 22/11/2010 00:00:00 by
CFTC and SEC Propose Swap Data Reporting Rules
Published: 22/11/2010 00:00:00 by
Board Diversity and Director Qualifications
Published: 30/08/2010 00:00:00 by
Davis Polk Regulatory Implementation Slides
Published: 09/07/2010 00:00:00 by
Senate-House Conference Agrees on Swap Pushout Rule
Published: 28/06/2010 00:00:00 by
Senate-House Conference Agrees on Final Volcker Rule
Published: 25/06/2010 00:00:00 by
SEC Proposes Consolidated Audit Trail
Published: 07/06/2010 00:00:00 by
SEC Proposes Large Trader Reporting System
Published: 20/04/2010 00:00:00 by
Treasury Proposes “Volcker Rule” Legislative Text
Published: 04/03/2010 00:00:00 by
Consolidation and Competition in the US Equity Markets
Published: 01/03/2010 00:00:00 by
SEC Approves New Short Sale Price Test
Published: 24/02/2010 00:00:00 by
Emerging Trends in Compensation Regulation
Published: 03/02/2010 00:00:00 by
SEC Proposes Rule Regarding Sponsored Access
Published: 27/01/2010 00:00:00 by
SEC Issues Concept Release on Equity Market Structure
Published: 19/01/2010 00:00:00 by
President Obama Proposes Tax on Large Financial Firms
Published: 15/01/2010 00:00:00 by
FDIC and Private Capital: Moving the Goal Lines
Published: 12/01/2010 00:00:00 by
The House and Senate Debate Resolution Authority
Published: 12/11/2009 00:00:00 by
Insolvency and Restructuring Update
Published: 29/09/2009 00:00:00 by
The Davis Polk Financial Crisis Manual
Published: 24/09/2009 00:00:00 by
The Bear "Naked" Truth: Short Sales and Rumors
Published: 01/09/2009 00:00:00 by
SEC Announces Significant Enforcement Initiatives
Published: 06/08/2009 00:00:00 by
The Regulatory Reform Marathon
Published: 28/07/2009 00:00:00 by
Investor Protection Act of 2009
Published: 13/07/2009 00:00:00 by
Consumer Financial Protection Agency Act of 2009
Published: 01/07/2009 00:00:00 by
A New Foundation for Financial Regulation?
Published: 22/06/2009 00:00:00 by
Financial Crisis Inquiry Commission - Update
Published: 20/05/2009 00:00:00 by
Financial Crisis Inquiry Commission
Published: 15/05/2009 00:00:00 by
The Authorizing the Regulation of Swaps Act
Published: 13/05/2009 00:00:00 by
Short Sale Proposals: Key Questions
Published: 04/05/2009 00:00:00 by
The Debate Over Federal Insurance Regulation
Published: 14/04/2009 00:00:00 by
Proposed Short Sale Restrictions
Published: 08/04/2009 00:00:00 by
Treasury's Rules of the Road for Regulatory Reform
Published: 30/03/2009 00:00:00 by
The Public-Private Investment Program
Published: 25/03/2009 00:00:00 by
Limited TLGP Extension and New Surcharge
Published: 20/03/2009 00:00:00 by
UK and US Financial Rescue Packages - A Survey
Published: 28/01/2009 00:00:00 by
The Struggle Over the Second Half of TARP
Published: 12/01/2009 00:00:00 by
Temporary Liquidity Guarantee Program: FDIC Final Rule
Published: 26/11/2008 00:00:00 by
FINSA Final Regulations
Published: 19/11/2008 00:00:00 by
SEC Adopts Final Short Sale Rules
Published: 21/10/2008 00:00:00 by
Emergency Economic Stabilization Act of 2008
Published: 04/10/2008 00:00:00 by
SEC Extends Short Sale Emergency Orders
Published: 03/10/2008 00:00:00 by
New York and SEC Move to Regulate Credit Default Swaps
Published: 24/09/2008 00:00:00 by
New Short Sale Reporting Requirements
Published: 22/09/2008 00:00:00 by
US Treasury Proposal Regarding Troubled Assets
Published: 22/09/2008 00:00:00 by
SEC Proposes New Rating Agency Rules
Published: 24/06/2008 00:00:00 by
FINRA Proposes Amendments to Supervision Rules
Published: 09/06/2008 00:00:00 by
FINSA Proposed Regulations
Published: 30/04/2008 00:00:00 by
Paulson Proposes Financial Regulatory Overhaul
Published: 31/03/2008 00:00:00 by